1,Regulatory status

AG (Australian Gulf) Capital Limited (the "Firm", "we", "us") is a company established in the Abu Dhabi Global
Market ("ADGM") under registration number 000007479, with its registered office at Al Khatem Tower, Abu
Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, UAE. The Firm is authorised and regulated by the
Financial Services Regulatory Authority ("FSRA") of the ADGM and holds a Financial Services Permission
(number 220056) to carry on the following Regulated Activities: Advising on Investments or Credit; Managing a
Collective Investment Fund; and Arranging Deals in Investments.
These disclosures apply to the Firm and to the information made available on its website. They should be read
together with our Terms of Use, Privacy Policy and any specific terms or offering documents applicable to a
product or service.

2,Corporate structure

The Firm is the operating entity of the Australian Gulf Capital group and is the only entity within the group that
is authorised and regulated by the FSRA. It is a subsidiary of Australian Gulf Capital Pty Ltd, a company
incorporated in Australia which acts as a non-operating holding company.
The Australian parent does not itself carry on any of the Regulated Activities described in these disclosures,
does not provide services to or solicit clients or investors, is not the contracting entity for any product or
service, and generates no operating revenue. All regulated activity, client relationships and investment services
are conducted by the Firm at the ADGM level and are governed by the FSRA rules and the laws of the ADGM.
Any authorisation the Australian parent may hold in Australia does not extend to, and should not be taken as
applying to, the services provided by the Firm.
References on this website and in these disclosures to "AGC", "we", "us" or the "Firm" are to AG (Australian
Gulf) Capital Limited unless expressly stated otherwise.

3.Important information — no advice or offer

Information provided by the Firm, including on its website, is for general information only. It does not
constitute investment, financial, legal or tax advice or a personal recommendation, and it should not be relied
upon as the basis for any investment decision. Nothing we publish constitutes an offer or solicitation to buy or
sell any investment or to provide any service in any jurisdiction where this would be unlawful. Any investment
is offered solely on the basis of the relevant offering or contractual documentation.

4.Client classification

Our services are provided to clients who are classified as Professional Clients or Market Counterparties under
the FSRA’s Conduct of Business Rulebook (COBS). We do not generally provide services to Retail Clients. The
regulatory protections available to Professional Clients and Market Counterparties differ from, and are more
limited than, those available to Retail Clients. Information on our website is directed only at persons who
qualify accordingly.

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5. Risk warnings

Investing involves risk. Before making any investment decision you should ensure you understand the risks
involved and seek independent professional advice. In particular:
• the value of investments and any income from them can fall as well as rise, and you may get back less
than you invested, and potentially nothing;
• past performance is not a reliable indicator of, and is no guarantee of, future results;
• certain investments may be illiquid, may be difficult to value or realise, and may not be suitable for all
investors;
• changes in rates of exchange between currencies may cause the value of investments to diminish or
increase; and
• forward-looking statements, targets and projections are subject to significant uncertainties and actual
outcomes may differ materially.

6. Conflicts of interest

We maintain a conflicts-of-interest policy designed to identify, prevent, manage and, where relevant, disclose
conflicts of interest that may arise in the course of our business, so that we act in the best interests of our
clients and treat them fairly. A summary of our conflicts-of-interest policy is available to clients on request.

7. Complaints

We take complaints seriously and have procedures for handling them fairly and promptly in accordance with
FSRA rules. If you wish to make a complaint, please contact us at info@ausgulf.com. We will acknowledge and
investigate your complaint and respond to you within the timeframes required by the applicable rules. A copy
of our complaints-handling procedure is available on request.

8. Financial crime, sanctions and anti-money-laundering

We are subject to, and are committed to complying with, applicable anti-money-laundering, counter-terrorist-
financing and sanctions laws and the FSRA’s AML rules. As part of this, we are required to verify the identity of
our clients and, where relevant, their beneficial owners, and to conduct ongoing monitoring. We may be
required to decline or delay a transaction, or to make a report to the relevant authorities, where we are
obliged to do so by law.

9. Client assets and client money

The Firm does not hold or control Client Assets or Client Money as defined in the FSRA rules. Where payments
are required in connection with any product or service, they are made directly to the relevant third party (such
as a fund, custodian or administrator) and not to or through the Firm.

10. Tax

Nothing published by the Firm constitutes tax advice. The tax treatment of any investment depends on your
individual circumstances and may be subject to change. You should obtain independent tax advice before
making any investment decision.

11. Jurisdictional restrictions

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The products and services described on our website may not be available to, or suitable for, all persons in all
jurisdictions, and may be restricted by law in certain jurisdictions. It is your responsibility to be aware of, and to
observe, all applicable laws and restrictions. Persons accessing our website do so on their own initiative and
are responsible for compliance with applicable local laws.

12. Regulator contact details

The FSRA can be contacted at: Financial Services Regulatory Authority, Abu Dhabi Global Market, Al Maryah
Island, Abu Dhabi, United Arab Emirates. Further information about the FSRA and its register of authorised
firms is available at www.adgm.com.

13. Firm details

Registered name: AG (Australian Gulf) Capital Limited
ADGM registration number: 000007479
FSRA Financial Services Permission number: 220056
Registered office: Al Khatem Tower, Abu Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, UAE
Contact: info@ausgulf.com